DOSLAND MICHAEL W 4

4 · BANK MUTUAL CORP · Filed Jan 3, 2018

Form 4

Period: 2018-01-02

Senior Vice President-CFO

Transactions

Exercise/Conversion
Options to buy
2018-01-02−9,600→ 2,400 total
Exercise: $4.82Exp: 2023-01-22→ Common Stock (9,600 underlying)
Exercise/Conversion
Common Stock
2018-01-02$5.05/sh+15,000$75,750→ 51,907 total
Exercise/Conversion
Options to buy
2018-01-02−15,000→ 0 total
Exercise: $5.05Exp: 2021-01-18→ Common Stock (15,000 underlying)
Exercise/Conversion
Options to buy
2018-01-02−20,000→ 0 total
Exercise: $3.39Exp: 2022-01-17→ Common Stock (20,000 underlying)
Exercise/Conversion
Common Stock
2018-01-02$3.39/sh+20,000$67,800→ 71,907 total
Exercise/Conversion
Common Stock
2018-01-02$4.82/sh+9,600$46,272→ 81,507 total
Exercise/Conversion
Common Stock
2018-01-02$7.17/sh+6,000$43,020→ 87,507 total
Exercise/Conversion
Options to buy
2018-01-02−6,000→ 4,000 total
Exercise: $7.17Exp: 2024-01-21→ Common Stock (6,000 underlying)

Holdings

Common Stock
(indirect: By IRA)
37,600
Options to buy
Exercise: $12.03Exp: 2018-08-18→ Common Stock (50,000 underlying)
50,000
Common Stock
(indirect: By Spouse)
6,800
Common Stock
(indirect: By 401(k))
12,734

Footnotes (5)

[F1]Includes shares acquired through a dividend reinvestment plan.
[F2]Held in the Bank Mutual Corporation 401(k) Plan.
[F3]Stock options granted under the 2004 Stock Incentive Plan. The options are fully vested.
[F4]Stock options granted under the 2004 Stock Incentive Plan. The options (12,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
[F5]Stock options granted under the 2004 Stock Incentive Plan. The options (10,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.

Documents

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