PENELLA MIGUEL 4
4 · RLJ ENTERTAINMENT, INC. · Filed Jan 3, 2018
Insider Transaction Report
Form 4
PENELLA MIGUEL
DirectorSee Remarks
Transactions
- Exercise/Conversion
Common Stock, par value $0.001 per share
2017-12-31+75,000→ 305,405 total - Sale
Common Stock, par value $0.001 per share
2018-01-02$3.68/sh−22,000$80,940→ 283,405 total - Exercise/Conversion
Restricted Stock Units
2017-12-31−75,000→ 225,000 totalExercise: $0.00→ Common Stock, par value $0.001 per share (75,000 underlying)
Footnotes (2)
- [F1]Constitutes shares sold to partially pay taxes due upon vesting of restricted stock units.
- [F2]On March 13, 2017 the Reporting Person was granted 300,000 restricted stock units, which will be issued as common stock, par value $0.001, upon vesting. 75,000 shares vested on December 31, 2017, 75,000 shares will vest on December 31, 2018, 75,000 shares will vest on December 31, 2019 and 75,000 shares will vest on December 31, 2020.