NASDAQ, INC.·4

Jan 4, 5:53 PM ET

Ottersgard Lars 4

4 · NASDAQ, INC. · Filed Jan 4, 2018

Insider Transaction Report

Form 4
Period: 2018-01-02
Ottersgard Lars
Executive Vice President
Transactions
  • Tax Payment

    Common Stock, par value $0.01 per share

    2018-01-03$77.66/sh8,126$631,06519,087 total
  • Award

    Common Stock, par value $0.01 per share

    2018-01-03+14,00927,213 total
  • Tax Payment

    Common Stock, par value $0.01 per share

    2018-01-02$76.74/sh785$60,24113,204 total
Footnotes (4)
  • [F1]Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.
  • [F2]Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017.
  • [F3]Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.
  • [F4]Represents (i) 13,705 shares underlying performance share units, of which all are vested and (ii) 5,382 shares purchased under the Employee Stock Purchase Plan.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION