4//SEC Filing
SWANSTROM STACIE 4
Accession 0001209191-18-002165
CIK 0001120193other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 5:55 PM ET
Size
10.2 KB
Accession
0001209191-18-002165
Insider Transaction Report
Form 4
NASDAQ, INC.NDAQ
SWANSTROM STACIE
EXECUTIVE VICE PRESIDENT
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2018-01-03$77.66/sh−2,052$159,358→ 21,196 total - Award
Common Stock, par value $0.01 per share
2018-01-03+5,357→ 23,248 total - Tax Payment
Common Stock, par value $0.01 per share
2018-01-02$76.74/sh−1,451$111,350→ 17,891 total
Holdings
- 2,833
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (2,833 underlying)
Footnotes (5)
- [F1]Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.
- [F2]Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017.
- [F3]Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.
- [F4]Represents (i) 4,684 vested shares or units of restricted stock, (ii) 15,173 shares underlying PSUs, of which 10,659 shares are vested and (iii) 1,339 shares purchased under the Employee Stock Purchase Plan.
- [F5]Options exercisable.
Documents
Issuer
NASDAQ, INC.
CIK 0001120193
Entity typeother
Related Parties
1- filerCIK 0001687574
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 5:55 PM ET
- Size
- 10.2 KB