NASDAQ, INC.·4

Jan 4, 5:56 PM ET

Wittman Thomas A 4

4 · NASDAQ, INC. · Filed Jan 4, 2018

Insider Transaction Report

Form 4
Period: 2018-01-02
Wittman Thomas A
Executive Vice President
Transactions
  • Tax Payment

    Common Stock, par value $0.01 per share

    2018-01-02$76.74/sh861$66,07361,933 total
  • Award

    Common Stock, par value $0.01 per share

    2018-01-03+28,01889,951 total
  • Tax Payment

    Common Stock, par value $0.01 per share

    2018-01-03$77.66/sh11,787$915,37878,164 total
Footnotes (4)
  • [F1]Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.
  • [F2]Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017.
  • [F3]Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.
  • [F4]Represents (i) 31,684 shares or units of restricted stock, of which 18,312 are vested, (ii) 44,901 shares underlying performance share units, all of which are vested and (iii) 1,579 shares purchased under the Employee Share Purchase Plan.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION