KNIGHT EDWARD S 4
4 · NASDAQ, INC. · Filed Jan 5, 2018
Insider Transaction Report
Form 4
NASDAQ, INC.NDAQ
KNIGHT EDWARD S
Executive Vice President
Transactions
- Gift
Common Stock, par value $0.01 per share
2017-12-04−6,579→ 42,229 total - Award
Common Stock, par value $0.01 per share
2018-01-03+33,622→ 75,851 total - Tax Payment
Common Stock, par value $0.01 per share
2018-01-03$77.66/sh−15,482$1,202,332→ 60,369 total
Holdings
- 39,458
Employee Stock Option (Right to Buy)
Exercise: $25.07Exp: 2018-12-17→ Common Stock (39,458 underlying) - 25,496
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (25,496 underlying) - 22,059
Employee Stock Option (Right to Buy)
Exercise: $19.75Exp: 2020-03-04→ Common Stock (22,059 underlying)
Footnotes (4)
- [F1]Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017.
- [F2]Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.
- [F3]Represents (i) 59,994 vested shares underlying performance share units and (ii) 375 shares purchased under the Employee Stock Purchase Plan.
- [F4]Options exercisable as to 100%.