LITALIEN JAMES J 4
4 · AveXis, Inc. · Filed Jan 18, 2018
Insider Transaction Report
Form 4
AveXis, Inc.AVXS
LITALIEN JAMES J
SrVP/Chief Reg&Quality Officer
Transactions
- Sale
Common Stock
2018-01-16$101.99/sh−496$50,587→ 4,504 total - Sale
Common Stock
2018-01-16$104.64/sh−1,074$112,383→ 2,966 total - Sale
Common Stock
2018-01-16$105.89/sh−624$66,075→ 2,342 total - Sale
Common Stock
2018-01-16$111.41/sh−126$14,038→ 50 total - Exercise/Conversion
Common Stock
2018-01-16$18.17/sh+5,000$90,850→ 5,000 total - Sale
Common Stock
2018-01-16$103.56/sh−464$48,052→ 4,040 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-01-16−5,000→ 146,800 totalExercise: $18.17Exp: 2025-08-11→ Common Stock (5,000 underlying) - Sale
Common Stock
2018-01-16$106.49/sh−84$8,945→ 2,258 total - Sale
Common Stock
2018-01-16$108.14/sh−1,019$110,195→ 1,239 total - Sale
Common Stock
2018-01-16$109.75/sh−963$105,689→ 276 total - Sale
Common Stock
2018-01-16$110.30/sh−100$11,030→ 176 total - Sale
Common Stock
2018-01-16$112.50/sh−50$5,625→ 0 total
Footnotes (10)
- [F1]These sales were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the Reporting Person on September 13, 2017.
- [F10]37,950 shares vested and became exercisable on July 20, 2016; the remaining shares will vest and become exercisable in 36 equal monthly installments thereafter until July 20, 2019, subject to the Reporting Person's continuous service with the Issuer on each such date.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.60 to $102.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.04 to $103.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.19 to $105.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.31 to $106.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.75 to $108.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (6) to this Form 4.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.22 to $109.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (7) to this Form 4.
- [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.30 to $110.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (8) to this Form 4.
- [F9]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.41 to $111.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (9) to this Form 4.