NAVIGATORS GROUP INC·5

Jan 19, 12:44 PM ET

DEEKS MONICA 5

5 · NAVIGATORS GROUP INC · Filed Jan 19, 2018

Insider Transaction Report

Form 5
Period: 2017-12-31
DEEKS MONICA
10% Owner
Transactions
  • Gift

    Common Stock par value $.10 per share

    2017-12-31421,7483,184,420 total(indirect: See Footnote)
  • Gift

    Common Stock par value $.10 per share

    2017-03-18531,6403,184,420 total(indirect: See Footnote)
  • Gift

    Common Stock par value $.10 per share

    2017-12-31438,3283,184,420 total(indirect: See Footnote)
  • Gift

    Common Stock par value $.10 per share

    2017-12-31222,5363,184,420 total(indirect: See Footnote)
  • Gift

    Common Stock par value $.10 per share

    2017-03-1870,9963,184,420 total(indirect: See Footnote)
  • Gift

    Common Stock par value $.10 per share

    2017-06-02+980,7163,184,420 total(indirect: See Footnote)
Footnotes (7)
  • [F1]Represents distribution in kind to Terence N. Deeks by the Terence N. Deeks 2014 Qualified Three Year Annuity Trust (the "2014 Trust"), of which the Reporting Person was trustee.
  • [F2]The Reporting Person is the sole trustee of the 2015 Trust, 2016 Trust and 2017 Trust (collectively the "Trusts"). Includes 1,927,294 shares held by the Trusts as of December 31, 2017, 56,400 shares owned jointly with the Reporting Person's husband, Terence N. Deeks, and 51,000 shares held by the Deeks Family Foundation (the "Foundation"). Includes 1,149,726 shares held by the Reporting Person's spouse directly. The Reporting Person disclaims beneficial ownership of the shares held by the Trusts and the Foundation except to the extent of any pecuniary interest she may be deemed to hold therein.
  • [F3]Represents distribution in kind by the 2014 Trust to trusts for the benefit of Reporting Person's children or grandchildren.
  • [F4]Represents gift by the Reporting Person to the Terence N. Deeks 2017 Qualified Three Year Annuity Trust (the "2017 Trust"), of which the Reporting Person is trustee.
  • [F5]Represents distribution in kind to Terence N. Deeks by the Terence N. Deeks 2015 Qualified Three Year Annuity Trust (the "2015 Trust"), of which the Reporting Person is trustee.
  • [F6]Represents distribution in kind to Terence N. Deeks by the Terence N. Deeks 2016 Qualified Three Year Annuity Trust (the "2016 Trust"), of which the Reporting Person is trustee.
  • [F7]Represents distribution in kind to the 2017 Trust, of which the Reporting Person is trustee.

Documents

1 file
  • 5
    doc5.xmlPrimary

    FORM 5 SUBMISSION