|5Jan 22, 5:13 PM ET

HOKIN RICHARD N 5

5 · Northern Power Systems Corp. · Filed Jan 22, 2018

Insider Transaction Report

Form 5
Period: 2017-12-31
Transactions
  • Gift

    Common Shares

    2017-12-1441,000353,883 total
Holdings
  • Common Shares

    (indirect: By LLC)
    1,870,260
Footnotes (1)
  • [F1]Shares are held directly by CWE LLC. Mr. Hokin is the Manager of CWE LLC, and therefore may be deemed to hold voting and dispositive power over the shares held by CWE LLC. Mr. Hokin disclaims beneficial ownership of the shares held by CWE LLC.

Documents

1 file
  • 5
    doc5.xmlPrimary

    FORM 5 SUBMISSION