Home/Filings/5/0001209191-18-004757
5//SEC Filing

HOKIN RICHARD N 5

Accession 0001209191-18-004757

CIK 0001605997other

Filed

Jan 21, 7:00 PM ET

Accepted

Jan 22, 5:13 PM ET

Size

5.6 KB

Accession

0001209191-18-004757

Insider Transaction Report

Form 5
Period: 2017-12-31
Transactions
  • Gift

    Common Shares

    2017-12-1441,000353,883 total
Holdings
  • Common Shares

    (indirect: By LLC)
    1,870,260
Footnotes (1)
  • [F1]Shares are held directly by CWE LLC. Mr. Hokin is the Manager of CWE LLC, and therefore may be deemed to hold voting and dispositive power over the shares held by CWE LLC. Mr. Hokin disclaims beneficial ownership of the shares held by CWE LLC.

Issuer

Northern Power Systems Corp.

CIK 0001605997

Entity typeother

Related Parties

1
  • filerCIK 0001076418

Filing Metadata

Form type
5
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 5:13 PM ET
Size
5.6 KB