|3Jan 23, 4:35 PM ET

NEA 16 GP, LLC 3

3 · GENOCEA BIOSCIENCES, INC. · Filed Jan 23, 2018

Insider Transaction Report

Form 3
Period: 2018-01-19
Holdings
  • Warrant to Purchase Common Stock (right to buy)

    Exercise: $1.20From: 2018-01-19Exp: 2023-01-18Common Stock (12,500,000 underlying)
  • Common Stock

    25,000,000
Footnotes (1)
  • [F1]The shares are directly held by New Enterprise Associates 16, L.P. ("NEA 16"), and indirectly held by NEA Partners 16, L.P. ("NEA Partners"), the sole general partner of NEA 16, NEA 16 GP, LLC ("NEA 16 GP"), the sole general partner of NEA Partners 16, and the individual managers of NEA 16 GP (NEA Partners 16, NEA 16 GP and the individual managers of NEA 16 GP, together, the "Indirect Reporting Persons").The individual managers of NEA 16 GP are Peter J. Barris, Forest Baskett, Anthony A. Florence, Jr., Mohamad Makhzoumi, Josh Makower, David M. Mott, Chetan Puttagunta, Jon Sakoda, Scott D. Sandell, Peter W. Sonsini and Ravi Viswanathan. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares of the Issuer held by NEA 16 in which the Indirect Reporting Persons have no pecuniary interest.

Documents

1 file
  • 3
    doc3.xmlPrimary

    FORM 3 SUBMISSION