4//SEC Filing
Hybrid GP Holdings LLC 4
Accession 0001209191-18-005475
CIK 0001455863other
Filed
Jan 24, 7:00 PM ET
Accepted
Jan 25, 6:54 PM ET
Size
22.3 KB
Accession
0001209191-18-005475
Insider Transaction Report
Form 4
Hybrid GP Holdings LLC
10% Owner
Transactions
- Sale
Common Shares of Beneficial Interest
2018-01-23$14.90/sh−13,581,284$202,415,457→ 62,188,303 total(indirect: See footnote) - Tax Payment
Common Shares of Beneficial Interest
2018-01-23$15.00/sh−12,147,801$182,217,015→ 75,769,587 total(indirect: See footnote) - Exercise/Conversion
Warrants to purchase Common Shares
2018-01-23−18,574,619→ 0 total(indirect: See footnote)Exercise: $9.81From: 2009-12-10→ Common Shares of Beneficial Interest (18,574,619 underlying) - Exercise/Conversion
Common Shares of Beneficial Interest
2018-01-23$9.81/sh+18,574,619$182,217,012→ 87,917,388 total(indirect: See footnote)
FIG LLC
10% Owner
Transactions
- Exercise/Conversion
Warrants to purchase Common Shares
2018-01-23−18,574,619→ 0 total(indirect: See footnote)Exercise: $9.81From: 2009-12-10→ Common Shares of Beneficial Interest (18,574,619 underlying) - Sale
Common Shares of Beneficial Interest
2018-01-23$14.90/sh−13,581,284$202,415,457→ 62,188,303 total(indirect: See footnote) - Tax Payment
Common Shares of Beneficial Interest
2018-01-23$15.00/sh−12,147,801$182,217,015→ 75,769,587 total(indirect: See footnote) - Exercise/Conversion
Common Shares of Beneficial Interest
2018-01-23$9.81/sh+18,574,619$182,217,012→ 87,917,388 total(indirect: See footnote)
CF Cold LP
10% Owner
Transactions
- Exercise/Conversion
Common Shares of Beneficial Interest
2018-01-23$9.81/sh+18,574,619$182,217,012→ 87,917,388 total(indirect: See footnote) - Tax Payment
Common Shares of Beneficial Interest
2018-01-23$15.00/sh−12,147,801$182,217,015→ 75,769,587 total(indirect: See footnote) - Sale
Common Shares of Beneficial Interest
2018-01-23$14.90/sh−13,581,284$202,415,457→ 62,188,303 total(indirect: See footnote) - Exercise/Conversion
Warrants to purchase Common Shares
2018-01-23−18,574,619→ 0 total(indirect: See footnote)Exercise: $9.81From: 2009-12-10→ Common Shares of Beneficial Interest (18,574,619 underlying)
FIG Corp.
10% Owner
Transactions
- Tax Payment
Common Shares of Beneficial Interest
2018-01-23$15.00/sh−12,147,801$182,217,015→ 75,769,587 total(indirect: See footnote) - Exercise/Conversion
Common Shares of Beneficial Interest
2018-01-23$9.81/sh+18,574,619$182,217,012→ 87,917,388 total(indirect: See footnote) - Sale
Common Shares of Beneficial Interest
2018-01-23$14.90/sh−13,581,284$202,415,457→ 62,188,303 total(indirect: See footnote) - Exercise/Conversion
Warrants to purchase Common Shares
2018-01-23−18,574,619→ 0 total(indirect: See footnote)Exercise: $9.81From: 2009-12-10→ Common Shares of Beneficial Interest (18,574,619 underlying)
Fortress Operating Entity I LP
10% Owner
Transactions
- Exercise/Conversion
Common Shares of Beneficial Interest
2018-01-23$9.81/sh+18,574,619$182,217,012→ 87,917,388 total(indirect: See footnote) - Sale
Common Shares of Beneficial Interest
2018-01-23$14.90/sh−13,581,284$202,415,457→ 62,188,303 total(indirect: See footnote) - Exercise/Conversion
Warrants to purchase Common Shares
2018-01-23−18,574,619→ 0 total(indirect: See footnote)Exercise: $9.81From: 2009-12-10→ Common Shares of Beneficial Interest (18,574,619 underlying) - Tax Payment
Common Shares of Beneficial Interest
2018-01-23$15.00/sh−12,147,801$182,217,015→ 75,769,587 total(indirect: See footnote)
CF Cold GP LLC
10% Owner
Transactions
- Sale
Common Shares of Beneficial Interest
2018-01-23$14.90/sh−13,581,284$202,415,457→ 62,188,303 total(indirect: See footnote) - Exercise/Conversion
Common Shares of Beneficial Interest
2018-01-23$9.81/sh+18,574,619$182,217,012→ 87,917,388 total(indirect: See footnote) - Tax Payment
Common Shares of Beneficial Interest
2018-01-23$15.00/sh−12,147,801$182,217,015→ 75,769,587 total(indirect: See footnote) - Exercise/Conversion
Warrants to purchase Common Shares
2018-01-23−18,574,619→ 0 total(indirect: See footnote)Exercise: $9.81From: 2009-12-10→ Common Shares of Beneficial Interest (18,574,619 underlying)
Fortress Investment Group LLC
10% Owner
Transactions
- Exercise/Conversion
Warrants to purchase Common Shares
2018-01-23−18,574,619→ 0 total(indirect: See footnote)Exercise: $9.81From: 2009-12-10→ Common Shares of Beneficial Interest (18,574,619 underlying) - Sale
Common Shares of Beneficial Interest
2018-01-23$14.90/sh−13,581,284$202,415,457→ 62,188,303 total(indirect: See footnote) - Tax Payment
Common Shares of Beneficial Interest
2018-01-23$15.00/sh−12,147,801$182,217,015→ 75,769,587 total(indirect: See footnote) - Exercise/Conversion
Common Shares of Beneficial Interest
2018-01-23$9.81/sh+18,574,619$182,217,012→ 87,917,388 total(indirect: See footnote)
Footnotes (3)
- [F1]Represents the cashless exercise of Warrants to purchase 18,574,619 Common Shares of Beneficial Interest ("Common Shares") by YF ART Holdings, L.P., a Delaware limited partnership ("YFA"). Pursuant to the terms of the Warrants, the Issuer withheld 12,147,801 Common Shares to pay the exercise price, and issued 6,426,818 Common Shares to YFA.
- [F2]Securities held through YFA. YFA is not controlled by the reporting persons and may file separate reports under Section 16. Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.
- [F3]The Warrants to purchase Common Shares expire on the earliest to occur of (i) 5:00 p.m. New York time on January 31, 2019, (ii) the closing of a qualified sale transaction and (iii) the closing of a qualified initial public offering.
Documents
Issuer
AMERICOLD REALTY TRUST
CIK 0001455863
Entity typeother
Related Parties
1- filerCIK 0001500292
Filing Metadata
- Form type
- 4
- Filed
- Jan 24, 7:00 PM ET
- Accepted
- Jan 25, 6:54 PM ET
- Size
- 22.3 KB