4//SEC Filing
Little Gary 4
Accession 0001209191-18-005487
CIK 0001374684other
Filed
Jan 24, 7:00 PM ET
Accepted
Jan 25, 7:46 PM ET
Size
33.5 KB
Accession
0001209191-18-005487
Insider Transaction Report
Form 4
MULESOFT, INCMULE
Little Gary
Director
Transactions
- Sale
Class A Common Stock
2018-01-24$25.16/sh−667$16,780→ 5,453 total(indirect: See footnote) - Other
Class A Common Stock
2018-01-23+3,674→ 7,290 total(indirect: See footnote) - Conversion
Class B Common Stock
2018-01-23−2,107,038→ 0 total(indirect: See footnote)→ Class A Common Stock (2,107,038 underlying) - Sale
Class A Common Stock
2018-01-24$24.94/sh−1,170$29,180→ 6,120 total(indirect: See footnote) - Sale
Class A Common Stock
2018-01-24$25.16/sh−5,983$150,526→ 65,032 total(indirect: See footnote) - Sale
Class A Common Stock
2018-01-24$24.94/sh−1,170$29,180→ 6,120 total(indirect: See footnote) - Other
Class A Common Stock
2018-01-23+3,674→ 7,290 total(indirect: See footnote) - Sale
Class A Common Stock
2018-01-24$24.94/sh−1,170$29,180→ 6,120 total(indirect: See footnote) - Conversion
Class A Common Stock
2018-01-23+2,107,038→ 2,107,038 total(indirect: See footnote) - Other
Class A Common Stock
2018-01-23−2,107,038→ 0 total(indirect: See footnote) - Sale
Class A Common Stock
2018-01-24$24.94/sh−10,555$263,244→ 71,015 total(indirect: See footnote) - Other
Class A Common Stock
2018-01-23+33,076→ 81,570 total(indirect: See footnote) - Sale
Class A Common Stock
2018-01-24$25.16/sh−667$16,780→ 5,453 total(indirect: See footnote) - Other
Class A Common Stock
2018-01-23+3,674→ 7,290 total(indirect: See footnote) - Sale
Class A Common Stock
2018-01-24$25.16/sh−667$16,780→ 7,290 total(indirect: See footnote)
Footnotes (11)
- [F1]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- [F10]Shares are held by The Christine C. Little Exempt Trust whose trustee is an immediate family member of the Reporting Person but does not share a household with the Reporting Person and in which the Reporting Person may be deemed to have indirect pecuniary interest.
- [F11]Shares are held by The Scott M. Little Exempt Trust whose trustee is an immediate family member of the Reporting Person but does not share a household with the Reporting Person and in which the Reporting Person may be deemed to have indirect pecuniary interest.
- [F2]The shares are held of record by Morgenthaler Partners VIII, L.P. ("Morgenthaler Partners"). Morgenthaler Management Partners VIII, LLC ("Morgenthaler Management") is the sole general partner of Morgenthaler Partners. As a member of Morgenthaler Management, the Reporting Person shares voting and dispositive power with respect to the shares held of record by Morgenthaler Partners. Morgenthaler Management and the Reporting Person disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein.
- [F3]Represents a pro-rata, in-kind distribution by Morgenthaler Partners without additional consideration, to its partners. Morgenthaler Partners distributed an aggregate of 1,644,667 shares to its limited partners on a pro-rata basis and 462,371 shares to its general partner, Morgenthaler Management. Morgenthaler Management subsequently distributed 462,371 shares on a pro-rata basis for no additional consideration to its members and assignees.
- [F4]Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro-rata in-kind distribution by Morgenthaler Partners to Morgenthaler Management and the subsequent pro-rata in-kind distribution to its members and assignees, including the trusts associated with the Reporting Person and his family members.
- [F5]Shares are held by The Little 1995 Family Trust, for which the Reporting Person is trustee.
- [F6]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on August 15, 2017.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.05 to $25.045, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (7) and (8) to this Form 4.
- [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.05 to $25.855, inclusive.
- [F9]Shares are held by The Allison F. Little Exempt Trust whose trustee is an immediate family member of the Reporting Person but does not share a household with the Reporting Person and in which the Reporting Person may be deemed to have indirect pecuniary interest.
Documents
Issuer
MULESOFT, INC
CIK 0001374684
Entity typeother
Related Parties
1- filerCIK 0001700290
Filing Metadata
- Form type
- 4
- Filed
- Jan 24, 7:00 PM ET
- Accepted
- Jan 25, 7:46 PM ET
- Size
- 33.5 KB