WILKIN NEIL D JR 4
4 · OPTICAL CABLE CORP · Filed Jan 31, 2018
Insider Transaction Report
Form 4
WILKIN NEIL D JR
DirectorChairman, President and CEO10% Owner
Transactions
- Award
Common Stock
2018-01-29$2.50/sh+120,232$300,580→ 1,098,515 total
Holdings
- 22,595(indirect: By LLC)
Common Stock
- 315(indirect: By Son)
Common Stock
- 315(indirect: By Daughter #1)
Common Stock
- 315(indirect: By Daughter #2)
Common Stock
- 115(indirect: By Daughter #3)
Common Stock
Footnotes (3)
- [F1]Represents an award of restricted stock under the issuer's 2017 Stock Incentive Plan. The award in the amount of 120,232 shares vests annually over approximately five years if certain performance goals are achieved in fiscal years 2018, 2019, 2020, 2021 and 2022 with the first possible vesting date being January 31, 2019.
- [F2]The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.
- [F3]The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.