Home/Filings/4/0001209191-18-006250
4//SEC Filing

WILKIN NEIL D JR 4

Accession 0001209191-18-006250

CIK 0001000230other

Filed

Jan 30, 7:00 PM ET

Accepted

Jan 31, 5:15 PM ET

Size

8.8 KB

Accession

0001209191-18-006250

Insider Transaction Report

Form 4
Period: 2018-01-29
WILKIN NEIL D JR
DirectorChairman, President and CEO
Transactions
  • Award

    Common Stock

    2018-01-29$2.50/sh+120,232$300,5801,098,515 total
Holdings
  • Common Stock

    (indirect: By LLC)
    22,595
  • Common Stock

    (indirect: By Son)
    315
  • Common Stock

    (indirect: By Daughter #1)
    315
  • Common Stock

    (indirect: By Daughter #2)
    315
  • Common Stock

    (indirect: By Daughter #3)
    115
Footnotes (3)
  • [F1]Represents an award of restricted stock under the issuer's 2017 Stock Incentive Plan. The award in the amount of 120,232 shares vests annually over approximately five years if certain performance goals are achieved in fiscal years 2018, 2019, 2020, 2021 and 2022 with the first possible vesting date being January 31, 2019.
  • [F2]The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.
  • [F3]The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Issuer

OPTICAL CABLE CORP

CIK 0001000230

Entity typeother

Related Parties

1
  • filerCIK 0001241189

Filing Metadata

Form type
4
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 5:15 PM ET
Size
8.8 KB