MARRONE BIO INNOVATIONS INC·4

Feb 1, 8:38 PM ET

Merrigan Kathleen 4

4 · MARRONE BIO INNOVATIONS INC · Filed Feb 1, 2018

Insider Transaction Report

Form 4
Period: 2018-01-30
Transactions
  • Exercise/Conversion

    Common Stock

    2018-01-31+21,94121,941 total
  • Exercise/Conversion

    Common Stock

    2018-01-31+14,20176,732 total
  • Exercise/Conversion

    Restricted Stock Units

    2018-01-3136,8500 total
    Common Stock (36,850 underlying)
  • Exercise/Conversion

    Common Stock

    2018-01-31+3,74025,681 total
  • Award

    Restricted Stock Units

    2018-01-30+14,20114,201 total
    Common Stock (14,201 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2018-01-313,7400 total
    Common Stock (3,740 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2018-01-3114,2010 total
    Common Stock (14,201 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2018-01-3121,94113,965 total
    Common Stock (21,941 underlying)
  • Exercise/Conversion

    Common Stock

    2018-01-31+36,85062,531 total
Footnotes (5)
  • [F1]Each restricted stock unit represented a contingent right to receive one share of Marrone Bio Innovations, Inc. common stock, which settled upon the termination of the reporting person's service as a director.
  • [F2]The restricted stock units vested with respect to 100% of the total shares subject to the grant on January 30, 2018. Vested shares will be delivered to the reporting person upon the earlier of the reporting person's separation of service with the Company or immediately prior to a change in control event.
  • [F3]The restricted stock units vested with respect to 1/3rd of the total shares on the first anniversary of the vesting commencement date of March 22, 2016, and with respect to 1/24th of the remaining shares subject to the grant monthly thereafter for 24 months. Vested shares will be delivered to the reporting person upon the earlier of the reporting person's separation of service with the Company or immediately prior to a change in control event.
  • [F4]The restricted stock units vested with respect to 100% of the total shares subject to the grant on the date of the 2016 annual stockholder meeting. Vested shares will be delivered to the reporting person upon the earlier of the reporting person's separation of service with the Company or immediately prior to a change in control event.
  • [F5]The restricted stock units vested with respect to 100% of the total shares subject to the grant on the date of the 2017 annual stockholder meeting. Vested shares will be delivered to the reporting person upon the earlier of the reporting person's separation of service with the Company or immediately prior to a change in control event.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION