⌘K

Home/Filings/4/0001209191-18-006808

4//SEC Filing

Almeida Mark 4

Accession 0001209191-18-006808

CIK 0001059556other

View on SEC.gov Company Profile

Filed

Feb 1, 7:00 PM ET

Accepted

Feb 2, 4:09 PM ET

Size

13.9 KB

Accession

0001209191-18-006808

Insider Transaction Report

Form 4

Period: 2017-11-22

MOODYS CORP /DE/MCO

President, Moody's Analytics

Transactions

Gift
Common Stock
2017-11-22−1,000→ 144,826 total
Exercise/Conversion
Common Stock
2018-01-31$38.07/sh+62,500$2,379,375→ 207,326 total
Sale
Common Stock
2018-01-31$161.81/sh−52,829$8,547,996→ 144,826 total
Exercise/Conversion
Employee stock option (right to buy)
2018-01-31−62,500→ 0 total
Exercise: $38.07From: 2009-02-12Exp: 2018-02-12→ Common Stock (62,500 underlying)
Sale
Common Stock
2018-01-31$161.28/sh−9,671$1,559,787→ 197,655 total

Holdings

Common Stock
(indirect: 401-K)
17,682

Footnotes (6)

[F1]Includes an aggregate of 216 shares of Common Stock purchased by the Reporting Person under the Moody's Corporation 1999 Employee Stock Purchase Plan on February 28, 2017 and March 31, 2017.
[F2]Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
[F3]The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $160.63 to $161.62. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
[F4]The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $161.63 to $162.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
[F5]As of the last statement dated December 31, 2017.
[F6]One fourth of the options vested each year beginning with the date indicated.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

MOODYS CORP /DE/

CIK 0001059556

Entity typeother

Related Parties

1

filerCIK 0001409155

Filing Metadata

Form type: 4
Filed: Feb 1, 7:00 PM ET
Accepted: Feb 2, 4:09 PM ET
Size: 13.9 KB

View on SEC.gov