Home/Filings/4/0001209191-18-006917
4//SEC Filing

KRATZ DOUGLAS M 4

Accession 0001209191-18-006917

CIK 0001539638other

Filed

Feb 1, 7:00 PM ET

Accepted

Feb 2, 4:42 PM ET

Size

6.7 KB

Accession

0001209191-18-006917

Insider Transaction Report

Form 4
Period: 2018-01-31
Transactions
  • Award

    Common Stock

    2018-01-31+583150,755 total
Holdings
  • Series B Preferred Stock

    Common Stock (141,057 underlying)
    141,057
Footnotes (3)
  • [F1]Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.
  • [F2]Consists of (i) 150,260 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements
  • [F3]Reporting person has the right to acquire 141,057 shares of common stock of issuer through the conversion of 20,325 shares of Series B Convertible Preferred Stock at a conversion rate of 6.94008 shares of common stock for every one share of Series B Preferred Stock. Such conversion may be effected at any time while such preferred shares are outstanding.

Issuer

Triumph Bancorp, Inc.

CIK 0001539638

Entity typeother

Related Parties

1
  • filerCIK 0001040832

Filing Metadata

Form type
4
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 4:42 PM ET
Size
6.7 KB