4//SEC Filing
HERR MARK C 4
Accession 0001209191-18-007010
CIK 0001123270other
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 5:12 PM ET
Size
13.6 KB
Accession
0001209191-18-007010
Insider Transaction Report
Form 4
BANK MUTUAL CORPBKMU
HERR MARK C
Director
Transactions
- Disposition to Issuer
Common Stock
2018-02-01−8,927→ 0 total(indirect: By Trust) - Disposition to Issuer
Options to buy
2018-02-01−2,200→ 0 totalExercise: $4.82Exp: 2023-01-22→ Common Stock (2,200 underlying) - Disposition to Issuer
Options to buy
2018-02-01−7,500→ 0 totalExercise: $7.17Exp: 2024-01-21→ Common Stock (7,500 underlying) - Disposition to Issuer
Common Stock
2018-02-01−54,463→ 0 total - Disposition to Issuer
Common Stock
2018-02-01−23,586→ 0 total(indirect: By Trust)
Footnotes (5)
- [F1]On February 1, 2018, Bank Mutual Corporation ("BKMU") completed the previously announced merger (the "Merger") of BKMU with and into Associated Banc-Corp ("Associated"), pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017, by and between BKMU and Associated (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger each share of BKMU common stock issued and outstanding immediately prior to the effective time of the Merger (including any restricted shares) was converted into 0.422 shares of Associated common stock with cash paid in lieu of any fractional shares. On January 31, 2018, the closing price of Associated common stock on the New York Stock Exchange was $24.75 per share.
- [F2]As trustee of the Mark Herr & Sarah Herr Revocable Living Trust.
- [F3]As trustee of the Herr-Huebner Revocable Trust.
- [F4]Directors Stock Options. The options are fully vested.
- [F5]In accordance with the terms of the Merger Agreement, at the effective time of the Merger outstanding options to purchase shares of BKMU common stock were converted into options to acquire Associated common stock, with the numbers of shares and the exercise prices adjusted to reflect the exchange ratio, as provided in the Merger Agreement; each option fully vested in accordance with its terms upon the Merger.
Documents
Issuer
BANK MUTUAL CORP
CIK 0001123270
Entity typeother
Related Parties
1- filerCIK 0001190945
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 5:12 PM ET
- Size
- 13.6 KB