Hannan Walter T. 4
4 · GREENBRIER COMPANIES INC · Filed Feb 2, 2018
Insider Transaction Report
Form 4
Hannan Walter T.
SVP Human Resources
Transactions
- Exercise/Conversion
Common stock - GBX
2018-01-31+6,652→ 8,892.236 total - Tax Payment
Common stock - GBX
2018-01-31$50.45/sh−2,214$111,696→ 6,678.236 total - Exercise/Conversion
Common stock - GBX
2018-01-31+2,459→ 7,913 total(indirect: By Trust) - Exercise/Conversion
Restricted Stock Units
2018-01-31−9,111→ 9,628 total→ Common Stock (9,111 underlying)
Footnotes (5)
- [F1]Pursuant to the terms of the Restricted Stock Unit Award Agreements dated May 22, 2015, March 30, 2016, March 27, 2017 and the terms of the Retirement Agreement dated January 31, 2018 (the "Retirement Agreement"), 1,483, 4,000 and 3,628 time-based vesting restricted stock units, respectively, vested upon retirement of the Reporting Person on January 31, 2018.
- [F2]Amount of securities beneficially owned following reported transaction(s) includes 10.2631 shares acquired through participation in the Greenbrier Companies Employee Stock Purchase Plan. These shares were acquired on various dates and reflect acquisitions through January 2018.
- [F3]Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, March 30, 2016 and March 27, 2017 common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.
- [F4]Each RSU represents a contingent right to receive one share of GBX common stock.
- [F5]Pursuant to the terms of the Restricted Stock Unit Award Agreements dated May 22, 2015, March 30, 2016, March 27, 2017 and the terms of the Retirement Agreement dated January 31, 2018 (the "Retirement Agreement"), 1,483, 4,000 and 3,628 time-based vesting restricted stock units, respectively, vested upon retirement of the Reporting Person on January 31, 2018.