Home/Filings/5/0001209191-18-008109
5//SEC Filing

Zugay Michael J. 5

Accession 0001209191-18-008109

CIK 0001326003other

Filed

Feb 6, 7:00 PM ET

Accepted

Feb 7, 4:05 PM ET

Size

9.2 KB

Accession

0001209191-18-008109

Insider Transaction Report

Form 5
Period: 2017-12-31
Zugay Michael J.
Chief Executive Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2017-01-31+19,55722,500 total
  • Disposition to Issuer

    Common Stock

    2017-01-31$7.24/sh19,557$141,59322,500 total
  • Exercise/Conversion

    Phantom Shares

    2017-01-3119,55743,315.1 total
    Common Stock (19,557 underlying)
Footnotes (2)
  • [F1]A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.
  • [F2]The Reporting Person was granted phantom shares on January 31, 2016 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Immediately following the reported transaction, the Reporting Person beneficially owned 39,114 phantom shares under such grant.

Issuer

BlackRock Capital Investment Corp

CIK 0001326003

Entity typeother

Related Parties

1
  • filerCIK 0001696892

Filing Metadata

Form type
5
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 4:05 PM ET
Size
9.2 KB