Zugay Michael J. 5
5 · BlackRock Capital Investment Corp · Filed Feb 7, 2018
Insider Transaction Report
Form 5
Zugay Michael J.
Chief Executive Officer
Transactions
- Exercise/Conversion
Common Stock
2017-01-31+19,557→ 22,500 total - Disposition to Issuer
Common Stock
2017-01-31$7.24/sh−19,557$141,593→ 22,500 total - Exercise/Conversion
Phantom Shares
2017-01-31−19,557→ 43,315.1 total→ Common Stock (19,557 underlying)
Footnotes (2)
- [F1]A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.
- [F2]The Reporting Person was granted phantom shares on January 31, 2016 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Immediately following the reported transaction, the Reporting Person beneficially owned 39,114 phantom shares under such grant.