4//SEC Filing
McDougall Joseph F. 4
Accession 0001209191-18-008248
CIK 0001616862other
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 7:30 PM ET
Size
13.0 KB
Accession
0001209191-18-008248
Insider Transaction Report
Form 4
McDougall Joseph F.
See Remarks
Transactions
- Sale
Common Shares
2018-02-05$30.69/sh−1,528$46,894→ 101,023 total - Award
Common Shares
2018-02-05+21,804→ 122,827 total - Award
Common Shares
2018-02-05+10,902→ 133,729 total - Sale
Common Shares
2018-02-07$30.34/sh−1,142$34,648→ 132,587 total - Award
Employee Stock Option
2018-02-05+41,450→ 41,450 totalExercise: $29.81Exp: 2028-02-04→ Common Shares (41,450 underlying)
Footnotes (5)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.68 to $30.70. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2020.
- [F4]This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.
- [F5]This option vests in three equal annual installments beginning on the first anniversary of the grant date.
Documents
Issuer
Axalta Coating Systems Ltd.
CIK 0001616862
Entity typeother
Related Parties
1- filerCIK 0001620396
Filing Metadata
- Form type
- 4
- Filed
- Feb 6, 7:00 PM ET
- Accepted
- Feb 7, 7:30 PM ET
- Size
- 13.0 KB