Aeroplan Holdings Europe Sarl 3

3 · Cardlytics, Inc. · Filed Feb 8, 2018

Form 3

Period: 2018-02-08

10% Owner

Holdings

Series G' Redeemable Convertible Preferred Stock
(indirect: See Footnote)
→ Common Stock (223,020 underlying)
Series C-R Redeemable Convertible Preferred Stock
(indirect: See Footnote)
→ Common Stock (212,008 underlying)
Series E-R Redeemable Convertible Preferred Stock
(indirect: See Footnote)
→ Common Stock (609,523 underlying)
Series G' Redeemable Convertible Preferred Stock
(indirect: See Footnote)
→ Common Stock (159,207 underlying)
Common Stock
(indirect: See Footnote)
801,329
Series D-R Redeemable Convertible Preferred Stock
(indirect: See Footnote)
→ Common Stock (972,927 underlying)

Footnotes (3)

[F1]The reportable securities are owned directly by Aimia Holdings UK Limited, which is an affiliate of Aimia Inc.
[F2]Each share of Series C-R Redeemable Convertible Preferred Stock, Series D-R Redeemable Convertible Preferred Stock, Series E-R Redeemable Convertible Preferred Stock, Series G Redeemable Convertible Preferred Stock and Series G' Redeemable Convertible Preferred Stock is convertible into the Issuer's Common Stock on a one-for-one basis, has no expiration date and will convert upon the closing of the Issuer's initial public offering.
[F3]The reportable securities are owned directly by Aeroplan Holdings Europe Sarl, which is an affiliate of Aimia Inc.

Documents

2 files