|5Feb 9, 10:33 AM ET

GORMAN JAMES CARVELL 5

5 · GORMAN RUPP CO · Filed Feb 9, 2018

Insider Transaction Report

Form 5
Period: 2017-12-31
GORMAN JAMES CARVELL
DirectorChairman10% Owner
Transactions
  • Gift

    Common Stock

    2017-11-272191,276,988 total(indirect: By Trust)
  • Other

    Common Stock (401-K Plan)

    2017-06-30$25.47/sh+78$1,9877,985 total(indirect: By Trust)
  • Other

    Common Stock (401-K Plan)

    2017-09-30$32.57/sh+44$1,4338,029 total(indirect: By Trust)
  • Other

    Common Stock (401-K Plan)

    2017-12-31$31.21/sh+63$1,9667,298 total(indirect: By Trust)
  • Gift

    Common Stock

    2017-01-04+3,9153,929,913 total(indirect: By family)
  • Sale

    Common Stock

    2017-03-01$31.76/sh8$2543,929,905 total(indirect: By family)
  • Other

    Common Stock

    2017-03-15$32.00/sh+283$9,0563,930,188 total(indirect: By family)
  • Sale

    Common Stock

    2017-03-23$30.15/sh50$1,5083,930,138 total(indirect: By family)
  • Other

    Common Stock

    2017-03-31$31.40/sh+173$5,4323,930,311 total(indirect: By family)
  • Gift

    Common Stock

    2017-01-043,9151,278,107 total(indirect: By Trust)
  • Gift

    Common Stock

    2017-11-159001,277,207 total(indirect: By Trust)
  • Other

    Common Stock (401-K Plan)

    2017-03-31$31.40/sh+58$1,8217,907 total(indirect: By Trust)
  • Other

    Common Stock (401-K Plan)

    2017-12-05$31.89/sh794$25,3217,235 total(indirect: By Trust)
  • Other

    Common Stock

    2017-06-30$25.47/sh+326$8,3033,930,989 total(indirect: By family)
  • Other

    Common Stock

    2017-09-12$30.28/sh+302$9,1453,931,291 total(indirect: By family)
  • Other

    Common Stock

    2017-12-12$31.49/sh+316$9,9513,931,711 total(indirect: By family)
  • Other

    Common Stock

    2017-06-14$25.73/sh+352$9,0573,930,663 total(indirect: By family)
  • Other

    Common Stock

    2017-09-30$32.57/sh+104$3,3873,931,395 total(indirect: By family)
  • Other

    Common Stock

    2017-12-31$31.21/sh+226$7,0533,931,937 total(indirect: By family)
Footnotes (16)
  • [F1]Shares acquired under GRC 401(k) Plan.
  • [F10]Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,225,696 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
  • [F11]Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,226,048 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
  • [F12]Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,226,374 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
  • [F13]Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,226,676 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
  • [F14]Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,226,780 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
  • [F15]Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,227,096 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
  • [F16]Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,227,322 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
  • [F2]Distribution of cash equivalent of 794 common shares required to be made by internal revenue code due to reporting person being over age 70 1/2.
  • [F3]Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,225,298 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
  • [F4]Shares sold on March 1, 2017 are being reported late due to an inadvertent clerical error.
  • [F5]Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,225,290 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
  • [F6]Shares acquired through dividend reinvestment.
  • [F7]Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,225,573 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
  • [F8]Shares sold on March 23, 2017 are being reported late due to an inadvertent clerical era.
  • [F9]Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,225,523 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.

Documents

1 file
  • 5
    doc5.xmlPrimary

    FORM 5 SUBMISSION