Aeroplan Holdings Europe Sarl 4

4 · Cardlytics, Inc. · Filed Feb 15, 2018

Form 4

Period: 2018-02-13

10% Owner

Transactions

Conversion
Common Stock
2018-02-13+212,008→ 212,008 total(indirect: See Footnote)
Conversion
Common Stock
2018-02-13+972,927→ 1,184,935 total(indirect: See Footnote)
Conversion
Common Stock
2018-02-13+609,523→ 1,794,458 total(indirect: See Footnote)
Conversion
Common Stock
2018-02-13+223,020→ 1,024,349 total(indirect: See Footnote)
Conversion
Series D-R Redeemable Convertible Preferred Sto
2018-02-13−972,927→ 0 total(indirect: See Footnote)
→ Common Stock (972,927 underlying)
Conversion
Series G' Redeemable Convertible Preferred Stock
2018-02-13−159,207→ 0 total(indirect: See Footnote)
→ Common Stock (159,207 underlying)
Conversion
Common Stock
2018-02-13+159,207→ 1,953,665 total(indirect: See Footnote)
Conversion
Series E-R Redeemable Convertible Preferred Sto
2018-02-13−609,523→ 0 total(indirect: See Footnote)
→ Common Stock (609,523 underlying)
Conversion
Series G' Redeemable Convertible Preferred Stock
2018-02-13−223,020→ 0 total(indirect: See Footnote)
→ Common Stock (223,020 underlying)
Conversion
Series C-R Redeemable Convertible Preferred Sto
2018-02-13−212,008→ 0 total(indirect: See Footnote)
→ Common Stock (212,008 underlying)

Footnotes (3)

[F1]Each share of Series C-R Redeemable Convertible Preferred Stock, Series D-R Redeemable Convertible Preferred Stock, Series E-R Redeemable Convertible Preferred Stock, Series G Redeemable Convertible Preferred Stock and Series G' Redeemable Convertible Preferred Stock converted into the Issuer's Common Stock on a one-for-one basis upon the Issuer's initial public offering and has no expiration date.
[F2]The reportable securities are owned directly by Aeroplan Holdings Europe Sarl, which is an affiliate of Aimia Inc.
[F3]The reportable securities are owned directly by Aimia Holdings UK Limited, which is an affiliate of Aimia Inc.

Documents

1 file