NASDAQ, INC.·4

Feb 20, 4:50 PM ET

KNIGHT EDWARD S 4

4 · NASDAQ, INC. · Filed Feb 20, 2018

Insider Transaction Report

Form 4
Period: 2018-02-15
KNIGHT EDWARD S
Executive Vice President
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2018-02-15$79.41/sh13,200$1,048,21260,369 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2018-02-1513,20026,258 total
    Exercise: $25.07Exp: 2018-12-17Common Stock (39,458 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.01 per share

    2018-02-15$25.07/sh+13,200$330,92473,569 total
Holdings
  • Employee Stock Option (Right to Buy)

    Exercise: $19.75Exp: 2020-03-04Common Stock (22,059 underlying)
    22,059
  • Employee Stock Option ( Right to Buy)

    Exercise: $25.28Exp: 2021-03-28Common Stock (25,496 underlying)
    25,496
Footnotes (3)
  • [F1]The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.86 to $79.50, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
  • [F2]Represents (i) 59,994 shares underlying performance share units and (ii) 375 shares purchased under the Employee Stock Purchase Plan.
  • [F3]Options exercisable as to 100%.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION