Warren Timothy 4

4 · HARMONIC INC · Filed Feb 20, 2018

Form 4

Period: 2018-02-15

SVP and CTO, Video Products

Transactions

Exercise/Conversion
Common Stock
2018-02-15+2,400→ 241,981 total
Exercise/Conversion
Common Stock
2018-02-15+2,250→ 244,231 total
Exercise/Conversion
Common Stock
2018-02-15+25,000→ 269,231 total
Exercise/Conversion
Restricted Stock Unit
2018-02-15−2,400→ 0 total
Exercise: $0.00From: 2016-02-15Exp: 2018-02-15→ Common Stock (2,400 underlying)
Exercise/Conversion
Restricted Stock Unit
2018-02-15−2,250→ 0 total
Exercise: $0.00From: 2017-02-15Exp: 2018-02-15→ Common Stock (2,250 underlying)
Exercise/Conversion
Restricted Stock Unit
2018-02-15−25,000→ 25,000 total
Exercise: $0.00From: 2018-02-15Exp: 2019-02-15→ Common Stock (25,000 underlying)

Footnotes (3)

[F1]These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/13/2015, and were identified on a Form 3 filed by the Reporting Person on 2/15/2018.
[F2]These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 3 filed by the Reporting Person on 2/15/2018.
[F3]These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 3 filed by the Reporting Person on 2/15/2018.

Documents

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