Abner David J. 4
4 · WisdomTree Investments, Inc. · Filed Feb 22, 2018
Insider Transaction Report
Form 4
Abner David J.
Head of WisdomTree Europe
Transactions
- Sale
Common Stock
2018-02-20$10.48/sh−12,200$127,882→ 167,680 total - Exercise/Conversion
Stock Option (right to buy)
2018-02-21−12,800→ 0 totalExercise: $1.07From: 2010-01-26Exp: 2018-03-31→ Common Stock (12,800 underlying) - Exercise/Conversion
Common Stock
2018-02-21$1.07/sh+12,800$13,696→ 180,480 total - Exercise/Conversion
Stock Option (right to buy)
2018-02-20−37,200→ 12,800 totalExercise: $1.07From: 2010-01-26Exp: 2018-03-31→ Common Stock (37,200 underlying) - Sale
Common Stock
2018-02-21$10.55/sh−12,800$135,007→ 167,680 total - Exercise/Conversion
Common Stock
2018-02-20$1.07/sh+37,200$39,804→ 179,880 total
Footnotes (4)
- [F1]Includes restricted stock awards which vest as to (i) 39,600 shares on each of August 1, 2018 and 2019, (ii) 6,906 shares on each of January 25, 2019 and 2020, (iii) 9,010 shares on January 27, 2019 and (iv) 4,505 shares on January 25, 2021.
- [F2]The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $10.48 to $10.49, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.
- [F3]The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $10.54 to $10.555, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.
- [F4]Exercisable as to 37,500 shares on each of January 26, 2010, 2011, 2012 and 2013.