Dao Mark 4
4 · MULESOFT, INC · Filed Feb 22, 2018
Insider Transaction Report
Form 4
MULESOFT, INCMULE
Dao Mark
Chief Product Officer
Transactions
- Conversion
Class A Common Stock
2018-02-20+37,500→ 38,970 total - Sale
Class A Common Stock
2018-02-20$30.09/sh−30,400$914,785→ 8,570 total - Conversion
Class A Common Stock
2018-02-21+12,500→ 13,970 total - Sale
Class A Common Stock
2018-02-20$31.57/sh−7,100$224,160→ 1,470 total - Sale
Class A Common Stock
2018-02-21$30.18/sh−12,200$368,139→ 1,770 total - Conversion
Class B Common Stock
2018-02-21−12,500→ 0 total→ Class A Common Stock (12,500 underlying) - Exercise/Conversion
Stock Option (right to buy)
2018-02-20−37,500→ 967,390 totalExercise: $7.06Exp: 2026-05-04→ Class B Common Stock (37,500 underlying) - Conversion
Class B Common Stock
2018-02-20−37,500→ 0 total→ Class A Common Stock (37,500 underlying) - Exercise/Conversion
Class B Common Stock
2018-02-20+37,500→ 37,500 totalExercise: $7.06→ Class A Common Stock (37,500 underlying) - Exercise/Conversion
Class B Common Stock
2018-02-21+12,500→ 12,500 totalExercise: $7.06→ Class A Common Stock (12,500 underlying) - Sale
Class A Common Stock
2018-02-21$31.05/sh−300$9,316→ 1,470 total - Exercise/Conversion
Stock Option (right to buy)
2018-02-21−12,500→ 954,890 totalExercise: $7.06Exp: 2026-05-04→ Class B Common Stock (12,500 underlying)
Footnotes (8)
- [F1]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- [F2]Includes 1,470 shares acquired under the Issuer's 2017 Employee Stock Purchase Plan on November 10, 2017 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- [F3]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2017.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.95 to $30.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5) and 6) to this Form 4.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.99, inclusive.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.96 to $30.955, inclusive.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.13, inclusive.
- [F8]One-fourth of the shares subject to the option vested on January 16, 2017, and 1/48 of the shares vest monthly thereafter.