Burton Mark C. 4

Accession 0001209191-18-012752

CIK 0001374684other

Filed

Feb 21, 7:00 PM ET

Accepted

Feb 22, 8:18 PM ET

Size

27.2 KB

Accession

0001209191-18-012752

Form 4

Period: 2018-02-20

Director

Transactions

Sale
Class A Common Stock
2018-02-20$30.49/sh−500$15,243→ 6,073 total
Sale
Class A Common Stock
2018-02-20$31.62/sh−6,073$192,048→ 0 total
Sale
Class A Common Stock
2018-02-21$31.03/sh−1,275$39,562→ 0 total
Sale
Class A Common Stock
2018-02-21$30.60/sh−5,298$162,142→ 1,275 total
Exercise/Conversion
Class B Common Stock
2018-02-20+6,573→ 6,573 total
Exercise: $0.05→ Class A Common Stock (6,573 underlying)
Conversion
Class B Common Stock
2018-02-20−6,573→ 0 total
→ Class A Common Stock (6,573 underlying)
Conversion
Class B Common Stock
2018-02-21−6,573→ 0 total
→ Class A Common Stock (6,573 underlying)
Conversion
Class A Common Stock
2018-02-21+6,573→ 6,573 total
Exercise/Conversion
Stock option (right to buy)
2018-02-20−6,573→ 152,972 total
Exercise: $0.05Exp: 2019-02-14→ Class B Common Stock (6,573 underlying)
Exercise/Conversion
Stock option (right to buy)
2018-02-21−6,573→ 146,399 total
Exercise: $0.05Exp: 2019-02-14→ Class B Common Stock (6,573 underlying)
Conversion
Class A Common Stock
2018-02-20+6,573→ 6,573 total
Exercise/Conversion
Class B Common Stock
2018-02-21+6,573→ 6,573 total
Exercise: $0.05→ Class A Common Stock (6,573 underlying)

Footnotes (7)

[F1]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
[F2]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2017.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.04 to $30.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5) and (6) to this Form 4.
[F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.07 to $31.99, inclusive.
[F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.98 to $30.97, inclusive.
[F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.98 to $31.13, inclusive.
[F7]The shares subject to the option are fully vested and immediately exercisable.

Documents

1 file

MULESOFT, INC

CIK 0001374684

Entity typeother