O'Donnell Kelly 4

4 · Financial Engines, Inc. · Filed Feb 28, 2018

Form 4

Period: 2018-02-26

EVP Marketing

Transactions

Exercise/Conversion
Common Stock
2018-02-26+4,232→ 24,767 total
Tax Payment
Common Stock
2018-02-26$35.90/sh−1,247$44,767→ 23,520 total
Exercise/Conversion
Common Stock
2018-02-26+6,608→ 30,128 total
Tax Payment
Common Stock
2018-02-26$35.90/sh−1,947$69,897→ 28,181 total
Exercise/Conversion
Common Stock
2018-02-26+1,564→ 29,745 total
Tax Payment
Common Stock
2018-02-26$35.90/sh−461$16,550→ 29,284 total
Exercise/Conversion
Restricted Stock Units
2018-02-26−4,232→ 12,699 total
Exercise: $0.00→ Common Stock (4,232 underlying)
Exercise/Conversion
Restricted Stock Units
2018-02-26−6,608→ 13,218 total
Exercise: $0.00→ Common Stock (6,608 underlying)
Exercise/Conversion
Restricted Stock Units
2018-02-26−1,564→ 0 total
Exercise: $0.00→ Common Stock (1,564 underlying)
Award
Restricted Stock Units
2018-02-27+19,855→ 19,855 total
Exercise: $0.00→ Common Stock (19,855 underlying)
Award
Employee Stock Option (Right to Buy)
2018-02-27+56,174→ 56,174 total
Exercise: $34.40Exp: 2028-02-27→ Common Stock (56,174 underlying)

Footnotes (7)

[F1]Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
[F2]The restricted stock units vest in four annual installments beginning 2/26/2018.
[F3]No Expiration date.
[F4]The restricted stock units vest in four annual installments beginning 2/26/17.
[F5]The restricted stock units vest in four annual installments beginning 2/26/15.
[F6]The restricted stock units vest in four annual installments beginning 2/26/2019.
[F7]The option award vests as to 25% of the granted shares on 2/26/2019, and the remaining shares vest monthly thereafter from 3/26/2019 to 2/26/2022.

Documents

1 file