Jones Christopher L. 4

4 · Financial Engines, Inc. · Filed Feb 28, 2018

Form 4

Period: 2018-02-26

See Remarks

Transactions

Exercise/Conversion
Restricted Stock Units
2018-02-26−4,938→ 14,814 total
Exercise: $0.00→ Common Stock (4,938 underlying)
Award
Restricted Stock Units
2018-02-27+25,291→ 25,291 total
Exercise: $0.00→ Common Stock (25,291 underlying)
Award
Employee Stock Option (Right to Buy)
2018-02-27+71,554→ 71,554 total
Exercise: $34.40Exp: 2028-02-27→ Common Stock (71,554 underlying)
Exercise/Conversion
Common Stock
2018-02-26+2,458→ 48,170 total
Tax Payment
Common Stock
2018-02-26$35.90/sh−1,219$43,762→ 46,951 total
Exercise/Conversion
Common Stock
2018-02-26+10,167→ 57,118 total
Tax Payment
Common Stock
2018-02-26$35.90/sh−5,041$180,972→ 52,077 total
Exercise/Conversion
Common Stock
2018-02-26+4,938→ 57,015 total
Tax Payment
Common Stock
2018-02-26$35.90/sh−2,449$87,919→ 54,566 total
Exercise/Conversion
Restricted Stock Units
2018-02-26−2,458→ 0 total
Exercise: $0.00→ Common Stock (2,458 underlying)
Exercise/Conversion
Restricted Stock Units
2018-02-26−10,167→ 20,334 total
Exercise: $0.00→ Common Stock (10,167 underlying)

Footnotes (7)

[F1]Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
[F2]The restricted stock units vest in four annual installments beginning 2/26/15.
[F3]No Expiration date.
[F4]The restricted stock units vest in four annual installments beginning 2/26/17.
[F5]The restricted stock units vest in four annual installments beginning 2/26/2018.
[F6]The restricted stock units vest in four annual installments beginning 2/26/2019.
[F7]The option award vests as to 25% of the granted shares on 2/26/2019, and the remaining shares vest monthly thereafter from 3/26/2019 to 2/26/2022.

Documents

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