4//SEC Filing
Cruse Gina M 4
Accession 0001209191-18-014627
CIK 0001430592other
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 5:57 PM ET
Size
20.2 KB
Accession
0001209191-18-014627
Insider Transaction Report
Form 4
Cruse Gina M
EVP, Human Resources
Transactions
- Exercise/Conversion
Common Stock
2018-02-26+3,050→ 3,050 total - Tax Payment
Common Stock
2018-02-26$35.90/sh−1,055$37,875→ 1,995 total - Exercise/Conversion
Common Stock
2018-02-26+1,552→ 3,547 total - Tax Payment
Common Stock
2018-02-26$35.90/sh−537$19,278→ 3,010 total - Sale
Common Stock
2018-02-27$35.45/sh−3,010$106,705→ 0 total - Exercise/Conversion
Restricted Stock Unit
2018-02-26−3,050→ 6,101 totalExercise: $0.00→ Common Stock (3,050 underlying) - Exercise/Conversion
Restricted Stock Unit
2018-02-26−1,552→ 4,656 totalExercise: $0.00→ Common Stock (1,552 underlying) - Award
Restricted Stock Unit
2018-02-27+7,995→ 7,995 totalExercise: $0.00→ Common Stock (7,995 underlying) - Award
Employee Stock Option (Right to Buy)
2018-02-27+22,618→ 22,618 totalExercise: $34.40Exp: 2028-02-27→ Common Stock (22,618 underlying)
Footnotes (6)
- [F1]The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 11, 2017.
- [F2]Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
- [F3]The restricted stock units vest in four annual installments beginning 2/26/17.
- [F4]No expiration date.
- [F5]The restricted stock units vest in four annual installments beginning 2/26/2019.
- [F6]The option award vests as to 25% of the granted shares on 2/26/2019, and the remaining shares vest monthly thereafter from 3/26/2019 to 2/26/2022.
Documents
Issuer
Financial Engines, Inc.
CIK 0001430592
Entity typeother
Related Parties
1- filerCIK 0001635608
Filing Metadata
- Form type
- 4
- Filed
- Feb 27, 7:00 PM ET
- Accepted
- Feb 28, 5:57 PM ET
- Size
- 20.2 KB