Cruse Gina M 4

4 · Financial Engines, Inc. · Filed Feb 28, 2018

Form 4

Period: 2018-02-26

EVP, Human Resources

Transactions

Exercise/Conversion
Common Stock
2018-02-26+3,050→ 3,050 total
Tax Payment
Common Stock
2018-02-26$35.90/sh−1,055$37,875→ 1,995 total
Exercise/Conversion
Common Stock
2018-02-26+1,552→ 3,547 total
Tax Payment
Common Stock
2018-02-26$35.90/sh−537$19,278→ 3,010 total
Sale
Common Stock
2018-02-27$35.45/sh−3,010$106,705→ 0 total
Exercise/Conversion
Restricted Stock Unit
2018-02-26−3,050→ 6,101 total
Exercise: $0.00→ Common Stock (3,050 underlying)
Exercise/Conversion
Restricted Stock Unit
2018-02-26−1,552→ 4,656 total
Exercise: $0.00→ Common Stock (1,552 underlying)
Award
Restricted Stock Unit
2018-02-27+7,995→ 7,995 total
Exercise: $0.00→ Common Stock (7,995 underlying)
Award
Employee Stock Option (Right to Buy)
2018-02-27+22,618→ 22,618 total
Exercise: $34.40Exp: 2028-02-27→ Common Stock (22,618 underlying)

Footnotes (6)

[F1]The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 11, 2017.
[F2]Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
[F3]The restricted stock units vest in four annual installments beginning 2/26/17.
[F4]No expiration date.
[F5]The restricted stock units vest in four annual installments beginning 2/26/2019.
[F6]The option award vests as to 25% of the granted shares on 2/26/2019, and the remaining shares vest monthly thereafter from 3/26/2019 to 2/26/2022.

Documents

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