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4//SEC Filing

Antone Lewis JR 4

Accession 0001209191-18-014628

CIK 0001430592other

View on SEC.gov Company Profile

Filed

Feb 27, 7:00 PM ET

Accepted

Feb 28, 5:58 PM ET

Size

18.6 KB

Accession

0001209191-18-014628

Insider Transaction Report

Form 4

Period: 2018-02-26

Financial Engines, Inc.FNGN

Antone Lewis JR

EVP, General Counsel and Sec.

Transactions

Exercise/Conversion
Common Stock
2018-02-26+2,365→ 4,138 total
Tax Payment
Common Stock
2018-02-26$35.90/sh−697$25,022→ 3,441 total
Exercise/Conversion
Common Stock
2018-02-26+1,467→ 4,908 total
Tax Payment
Common Stock
2018-02-26$35.90/sh−433$15,545→ 4,475 total
Exercise/Conversion
Restricted Stock Units
2018-02-26−2,365→ 4,730 total
Exercise: $0.00→ Common Stock (2,365 underlying)
Exercise/Conversion
Restricted Stock Units
2018-02-26−1,467→ 4,403 total
Exercise: $0.00→ Common Stock (1,467 underlying)
Award
Restricted Stock Units
2018-02-27+7,559→ 7,559 total
Exercise: $0.00→ Common Stock (7,559 underlying)
Award
Employee Stock Option (Right to Buy)
2018-02-27+21,384→ 21,384 total
Exercise: $34.40Exp: 2028-02-26→ Common Stock (21,384 underlying)

Footnotes (6)

[F1]Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
[F2]The restricted stock units vest in four annual installments beginning 2/26/17.
[F3]No expiration date.
[F4]The restricted stock units vest in four annual installments beginning 2/26/18.
[F5]The restricted stock units vest in four annual installments beginning 2/26/2019.
[F6]The option award vests as to 25% of the granted shares on 2/26/2019, and the remaining shares vest monthly thereafter from 3/26/2019 to 2/26/2022.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Financial Engines, Inc.

CIK 0001430592

Entity typeother

Related Parties

1

filerCIK 0001674591

Filing Metadata

Form type: 4
Filed: Feb 27, 7:00 PM ET
Accepted: Feb 28, 5:58 PM ET
Size: 18.6 KB

View on SEC.gov