Ball Jeffrey Alan 4
4 · ASPEN AEROGELS INC · Filed Mar 2, 2018
Insider Transaction Report
Form 4
Ball Jeffrey Alan
VP, Operations
Transactions
- Award
Common Stock
2018-02-28+21,739→ 84,041 total - Tax Payment
Common Stock
2018-02-28$4.60/sh−2,870$13,202→ 81,171 total - Award
Stock Options (Right to Buy)
2018-02-28+44,881→ 44,881 totalExercise: $4.60Exp: 2028-02-28→ Common Stock (44,881 underlying) - Tax Payment
Common Stock
2018-03-01$4.57/sh−2,233$10,205→ 78,938 total
Footnotes (6)
- [F1]Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 28, 2019, an additional one-third of the shares on February 28, 2020, and the remaining one-third of the shares on February 28, 2021.
- [F2]Represents 18,854 shares of common stock and 65,187 restricted stock units.
- [F3]Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units.
- [F4]Represents 24,035 shares of common stock and 57,136 restricted stock units.
- [F5]Represents 28,067 shares of common stock and 50,871 restricted stock units.
- [F6]The options vest as to one-third of the shares on February 28, 2019, an additional one-third of the shares on February 28, 2020, and the remaining one-third of the shares on February 28, 2021.