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4//SEC Filing

Mulligan William P III 4

Accession 0001209191-18-016826

CIK 0000867773other
View on SEC.govCompany Profile

Filed

Mar 4, 7:00 PM ET

Accepted

Mar 5, 6:12 PM ET

Size

20.6 KB

Accession

0001209191-18-016826

Insider Transaction Report

Form 4
Period: 2018-03-01
SUNPOWER CORPSPWR
Mulligan William P III
EVP of Global Operations
Transactions
  • Exercise/Conversion

    Common Stock

    2018-03-01+2,250→ 39,755 total
  • Exercise/Conversion

    Common Stock

    2018-03-01+9,375→ 49,130 total
  • Exercise/Conversion

    Common Stock

    2018-03-01+9,375→ 58,505 total
  • Tax Payment

    Common Stock

    2018-03-01$7.06/sh−779$5,500→ 57,726 total
  • Tax Payment

    Common Stock

    2018-03-01$7.06/sh−3,242$22,889→ 54,484 total
  • Tax Payment

    Common Stock

    2018-03-01$7.06/sh−3,242$22,889→ 51,242 total
  • Exercise/Conversion

    Restricted Stock Units (RSUs)

    2018-03-01−2,250→ 4,500 total
    → Common Stock (2,250 underlying)
  • Exercise/Conversion

    Performance-Based Restricted Stock Units (PSUs)

    2018-03-01−9,375→ 28,125 total
    → Common Stock (9,375 underlying)
  • Exercise/Conversion

    Restricted Stock Units (RSUs)

    2018-03-01−9,375→ 28,125 total
    → Common Stock (9,375 underlying)
Holdings

  • Common Stock

    (indirect: By Spouse)
    2,000
Footnotes (6)
  • [F1]Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares.
  • [F2]Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
  • [F3]The remaining RSUs shall vest on each of March 1, 2019 and March 1, 2020.
  • [F4]Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
  • [F5]On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The remaining PSUs vest on each of March 1, 2019, March 1, 2020 and March 1, 2021.
  • [F6]The remaining RSUs shall vest on each of March 1, 2019, March 1, 2020 and March 1, 2021.

Documents

1 file

Issuer

SUNPOWER CORP

CIK 0000867773

→
Entity typeother

Related Parties

1
  • filerCIK 0001700794

Filing Metadata

Form type
4
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 6:12 PM ET
Size
20.6 KB
View on SEC.gov