Baracchini Edgardo Jr 4
4 · Xencor Inc · Filed Mar 5, 2018
Insider Transaction Report
Form 4
Xencor IncXNCR
Baracchini Edgardo Jr
Chief Business Officer
Transactions
- Sale
Common Stock
2018-03-02$29.60/sh−10,000$295,966→ 0 total - Sale
Common Stock
2018-03-05$29.58/sh−10,000$295,840→ 0 total - Exercise/Conversion
Common Stock
2018-03-02$0.59/sh+10,000$5,900→ 10,000 total - Exercise/Conversion
Common Stock
2018-03-05$0.59/sh+10,000$5,900→ 10,000 total - Exercise/Conversion
Stock Option (right to buy)
2018-03-02−10,000→ 91,809 totalExercise: $0.59Exp: 2020-01-17→ Common Stock (10,000 underlying) - Exercise/Conversion
Stock Option (right to buy)
2018-03-05−10,000→ 81,809 totalExercise: $0.59Exp: 2020-01-17→ Common Stock (10,000 underlying)
Footnotes (4)
- [F1]Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted September 14, 2016.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.20 to $29.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $29.825, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F4]The stock option is fully vested and exercisable.