4//SEC Filing
Alexander David E 4
Accession 0001209191-18-017317
CIK 0001418135other
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 4:47 PM ET
Size
15.3 KB
Accession
0001209191-18-017317
Insider Transaction Report
Form 4
Alexander David E
Director
Transactions
- Exercise/Conversion
Common Stock
2018-03-02+2,020→ 2,020 total - Other
Common Stock
2018-03-02+149→ 2,169 total - Other
Common Stock
2018-03-02−2,169→ 0 total - Other
Common Stock
2018-03-02+2,169→ 15,961 total(indirect: By Trust) - Award
Restricted Stock Unit
2018-03-02+1,505→ 1,505 totalExercise: $0.00→ Common Stock (1,505 underlying) - Exercise/Conversion
Restricted Stock Unit
2018-03-02−2,020→ 0 totalExercise: $0.00→ Common Stock (2,020 underlying)
Footnotes (7)
- [F1]These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018 .
- [F2]These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2018.
- [F3]The reporting person directed that 2,169 shares beneficially owned by reporting person be transferred to The David and Sandra Alexander Revocable Trust, in which the reporting person has a pecuniary interest.
- [F4]15,961 shares are beneficially owned by The David and Sandra Alexander Revocable Trust, in which the reporting person has a pecuniary interest.
- [F5]Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.
- [F6]These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date.
- [F7]These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.
Documents
Issuer
Dr Pepper Snapple Group, Inc.
CIK 0001418135
Entity typeother
Related Parties
1- filerCIK 0001535218
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 4:47 PM ET
- Size
- 15.3 KB