Rogers Ronald G. 4
4 · Dr Pepper Snapple Group, Inc. · Filed Mar 6, 2018
Insider Transaction Report
Form 4
Rogers Ronald G.
Director
Transactions
- Exercise/Conversion
Common Stock
2018-03-02+1,641→ 1,641 total - Other
Common Stock
2018-03-02+121→ 1,762 total - Other
Common Stock
2018-03-02−1,762→ 0 total - Other
Common Stock
2018-03-02+1,762→ 16,232 total(indirect: Kent -He Winery and Vineyards Ltd.) - Award
Restricted Stock Unit
2018-03-02+1,247→ 1,247 totalExercise: $0.00→ Common Stock (1,247 underlying) - Exercise/Conversion
Restricted Stock Unit
2018-03-02−1,641→ 0 totalExercise: $0.00→ Common Stock (1,641 underlying)
Footnotes (7)
- [F1]These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018.
- [F2]These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2018.
- [F3]The reporting person directed that 1,762 shares beneficially owned by reporting person be transferred to Keint-He Winery and Vineyards Ltd., an Ontario corporation (the "Corporation). The reporting person is the controlling stockholder of the Corporation and has a pecuniary interest in the Corporation's holdings of the Issuers securities.
- [F4]Kent-He Winery and Vineyards, Ltd., an Ontario corporation (the "Corporation"), beneficially owns 16,232 shares and the reporting person is the controlling stockholder of the Corporation and has a pecuniary interest in the Corporation's holdings of the Issuer's securities.
- [F5]Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.
- [F6]These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date.
- [F7]These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.