4//SEC Filing
ZHU JIANZHONG 4
Accession 0001209191-18-017508
CIK 0001315257other
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 7:13 PM ET
Size
15.2 KB
Accession
0001209191-18-017508
Insider Transaction Report
Form 4
ZHU JIANZHONG
VP, China Operations
Transactions
- Award
Employee Stock Options (Rights to Buy)
2018-03-02+4,199→ 4,199 totalExercise: $41.60Exp: 2028-03-02→ Common Stock (4,199 underlying) - Exercise/Conversion
Restricted Stock Units
2018-03-02+243→ 732 total→ Common Stock (243 underlying) - Award
Common Stock
2018-03-02+1,100→ 13,112.532 total - Exercise/Conversion
Common Stock
2018-03-02+243→ 13,355.532 total - Award
Common Stock
2018-03-02+12,268→ 25,623.532 total - Tax Payment
Common Stock
2018-03-02$41.60/sh−3,647$151,715→ 21,975.935 total
Footnotes (7)
- [F1]Restricted stock units convert into common stock on a one-for-one basis.
- [F2]Represents previously granted performance share units for which the performance criteria for the three-year performance period of 2015 through 2017 have been satisfied.
- [F3]Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based and performance-based restricted stock units.
- [F4]Includes 292 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of December 29, 2017, the date of the latest available statement of the reporting person's ESPP Holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
- [F5]Reflects adjustment of fractional shares in accordance with issuer's Amended and Restated 2005 Long Term Incentive Plan.
- [F6]The reporting person was granted stock options on March 2, 2018, which will vest in four equal annual installments, with the first installment vesting on March 2, 2019.
- [F7]On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.
Documents
Issuer
Koppers Holdings Inc.
CIK 0001315257
Entity typeother
Related Parties
1- filerCIK 0001569571
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 7:13 PM ET
- Size
- 15.2 KB