Alvarez Jesus 4
4 · HERBALIFE LTD. · Filed Mar 6, 2018
Insider Transaction Report
Form 4
Alzarez Jesus
VP, General Manager, Mexico
Transactions
- Sale
Common Stock
2018-03-02$92.81/sh−299$27,750→ 2,085 total - Exercise/Conversion
Common Stock
2018-03-05$30.44/sh+5,873$178,774→ 7,958 total - Disposition to Issuer
Common Stock
2018-03-05$94.72/sh−1,897$179,684→ 6,061 total - Tax Payment
Common Stock
2018-03-05$94.72/sh−1,392$131,850→ 4,669 total - Exercise/Conversion
Stock Appreciation Rights
2018-02-02−5,873→ 0 totalExercise: $30.44From: 2018-03-02Exp: 2025-03-02→ Common Stock (5,873 underlying)
Footnotes (2)
- [F1]This transaction was executed in multiple trades at prices ranging from $92.82 to $92.79. The price reported reflects the weighted average sale price of $92.81. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]The reporting person received 2,584 shares of common stock upon the net exercise of 5,873 stock appreciation rights ("SARS"). The reporting person forfeited 1,897 shares of common stock underlying the SARS in payment of the exercise price and 1,392 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27.