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4//SEC Filing

Whited Gary L 4

Accession 0001209191-18-017984

CIK 0000040533other

View on SEC.gov Company Profile

Filed

Mar 7, 7:00 PM ET

Accepted

Mar 8, 3:59 PM ET

Size

17.5 KB

Accession

0001209191-18-017984

Insider Transaction Report

Form 4

Period: 2018-03-06

GENERAL DYNAMICS CORPGD

Vice President

Transactions

Sale
Common Stock
2018-03-06$224.52/sh−5,977$1,341,944→ 28,204 total
Exercise/Conversion
Common Stock
2018-03-06$71.01/sh+7,405$525,829→ 34,181 total
Tax Payment
Common Stock
2018-03-07$223.93/sh−1,265$283,271→ 29,840 total
Award
Common Stock
2018-03-07+1,405→ 31,245 total
Award
Common Stock
2018-03-06+2,901→ 31,105 total
Exercise/Conversion
Stock Options
2018-03-06−7,405→ 0 total
Exercise: $71.01Exp: 2019-03-06→ Common Stock (7,405 underlying)
Award
Stock Options
2018-03-07+16,800→ 16,800 total
Exercise: $223.93Exp: 2028-03-06→ Common Stock (16,800 underlying)

Holdings

Common Stock
(indirect: By 401(k))
834.043

Footnotes (7)

[F1]Sale prices ranged from $224.473 to $224.545. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
[F2]Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.
[F3]Withholding of shares of Common Stock under General Dynamics Corporation 2012 Equity Compensation Plan to satisfy tax withholding obligations on release of PRSUs.
[F4]Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.
[F5]Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.
[F6]Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.
[F7]Fifty percent become exercisable on 03/07/2020 and the remaining fifty percent become exercisable on 03/07/2021.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

GENERAL DYNAMICS CORP

CIK 0000040533

Entity typeother

Related Parties

1

filerCIK 0001571906

Filing Metadata

Form type: 4
Filed: Mar 7, 7:00 PM ET
Accepted: Mar 8, 3:59 PM ET
Size: 17.5 KB

View on SEC.gov