4//SEC Filing
Dao Mark 4
Accession 0001209191-18-018338
CIK 0001374684other
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 8:06 PM ET
Size
13.8 KB
Accession
0001209191-18-018338
Insider Transaction Report
Form 4
MULESOFT, INCMULE
Dao Mark
Chief Product Officer
Transactions
- Exercise/Conversion
Class B Common Stock
2018-03-06+37,500→ 37,500 total→ Class A Common Stock (37,500 underlying) - Sale
Class A Common Stock
2018-03-06$34.08/sh−37,500$1,277,963→ 1,470 total - Conversion
Class A Common Stock
2018-03-06+37,500→ 38,970 total - Exercise/Conversion
Employee Stock Option (right to buy)
2018-03-06−37,500→ 917,390 totalExercise: $7.06Exp: 2026-05-04→ Class B Common Stock (37,500 underlying) - Conversion
Class B Common Stock
2018-03-06−37,500→ 0 total→ Class A Common Stock (37,500 underlying)
Footnotes (4)
- [F1]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- [F2]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2017.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.05 to $34.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F4]One-fourth of the shares subject to the option vested on January 16, 2017 and 1/48 of the shares vest monthly thereafter.
Documents
Issuer
MULESOFT, INC
CIK 0001374684
Entity typeother
Related Parties
1- filerCIK 0001700817
Filing Metadata
- Form type
- 4
- Filed
- Mar 7, 7:00 PM ET
- Accepted
- Mar 8, 8:06 PM ET
- Size
- 13.8 KB