Edwards Marvin S Jr 4
4 · CommScope Holding Company, Inc. · Filed Mar 9, 2018
Insider Transaction Report
Form 4
Edwards Marvin S Jr
DirectorPRESIDENT, CEO
Transactions
- Exercise/Conversion
Common Stock
2018-03-07$8.55/sh+50,000$427,500→ 343,596 total - Sale
Common Stock
2018-03-07$40.03/sh−50,000$2,001,740→ 293,596 total - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-07−50,000→ 59,147 totalExercise: $8.55From: 2011-01-14Exp: 2020-01-20→ Common Stock (50,000 underlying)
Footnotes (3)
- [F1]The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2017.
- [F2]Includes (a) 17,821 restricted stock units that were granted on 02/23/2016 and will vest on 02/23/2019; (b) 30,901 performance share units that were earned on 02/23/2017 and will vest on 02/23/2019; (c) 40,968 restricted stock units that were granted on 02/27/2017 and will vest ratably on 02/27/2019 and 02/27/2020; and (d) 60,858 restricted stock units that were granted on 03/01/2018 and will vest in three equal installments on 03/01/2019, 03/01/2020 and 03/01/2021, each subject to the reporting person's continued employment with the issuer.
- [F3]The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $39.70 to $40.30. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.