HARVARD BIOSCIENCE INC·4

Mar 12, 5:35 PM ET

Sun Yong 4

4 · HARVARD BIOSCIENCE INC · Filed Mar 12, 2018

Insider Transaction Report

Form 4
Period: 2018-03-08
Sun Yong
VP - Strategic Marketing
Transactions
  • Award

    Common Stock

    2018-03-08+8,888207,397 total
  • Tax Payment

    Common Stock

    2018-03-08$4.50/sh2,539$11,426204,858 total
Footnotes (3)
  • [F1]Includes (a) a deferred stock award of 81,847 restricted stock units which shall vest in three equal installments on January 1, 2019, 2020 and 2021; (b) a deferred stock award of 44,503 restricted stock units which shall vest in two equal installments on January 1, 2019 and 2020; (c) a deferred stock award of 4,306 restricted stock units which shall vest in full on January 1, 2019; (d) a deferred stock award of 14,058 restricted stock units with performance based vesting conditions, which shall vest on August 3, 2018 contingent upon achievement of a performance condition tied to relative total shareholder return; and (e) 62,683 shares of common stock held by the Reporting Person.
  • [F2]The shares were disposed to satisfy the Reporting Person's tax withholding obligation in connection with unrestricted stock award granted on March 8, 2018.
  • [F3]Includes (a) a deferred stock award of 81,847 restricted stock units which shall vest in three equal installments on January 1, 2019, 2020 and 2021; (b) a deferred stock award of 44,503 restricted stock units which shall vest in two equal installments on January 1, 2019 and 2020; (c) a deferred stock award of 4,306 restricted stock units which shall vest in full on January 1, 2019; (d) a deferred stock award of 14,058 restricted stock units with performance based vesting conditions, which shall vest on August 3, 2018 contingent upon achievement of a performance condition tied to relative total shareholder return; and (e) 60,144 shares of common stock held by the Reporting Person.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION