Home/Filings/4/0001209191-18-019434
4//SEC Filing

REARDON JOHN RALPH 4

Accession 0001209191-18-019434

CIK 0001394056other

Filed

Mar 12, 8:00 PM ET

Accepted

Mar 13, 8:20 PM ET

Size

7.4 KB

Accession

0001209191-18-019434

Insider Transaction Report

Form 4
Period: 2018-03-09
Transactions
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2018-03-0925,0000 total
    Exercise: $1.00From: 2009-04-01Exp: 2018-03-31Common Stock (25,000 underlying)
  • Tax Payment

    Common Stock

    2018-03-09$1.00/sh+20,902$20,902145,422 total(indirect: By Trust)
Footnotes (2)
  • [F1]Represents a "net exercise" of outstanding stock options. The reporting person received 20,902 shares of common stock on net exercise of option to purchase 25,000 shares of common stock. The reporting person forfeited 4,098 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on March 9, 2018 of $6.10.
  • [F2]Mr. Reardon holds joint voting and investment control of the trust with his wife Dawn Reardon.

Issuer

ONE STOP SYSTEMS INC

CIK 0001394056

Entity typeother

Related Parties

1
  • filerCIK 0001283973

Filing Metadata

Form type
4
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 8:20 PM ET
Size
7.4 KB