Carpenter William 4
4 · ONE STOP SYSTEMS INC · Filed Mar 13, 2018
Insider Transaction Report
Form 4
Carpenter William
Director
Transactions
- Tax Payment
Common Stock
2018-03-09$1.00/sh+20,902$20,902→ 199,236 total(indirect: By Trust) - Exercise/Conversion
Employee Stock Option (right to buy)
2018-03-09−25,000→ 0 totalExercise: $1.00From: 2009-04-01Exp: 2018-03-31→ Common Stock (25,000 underlying)
Footnotes (2)
- [F1]Represents a "net exercise" of outstanding stock options. The reporting person received 20,902 shares of common stock on net exercise of option to purchase 25,000 shares of common stock. The reporting person forfeited 4,098 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on March 9, 2018 of $6.10.
- [F2]Mr. Carpenter holds joint voting and investment control of the trust with his wife Deborah Carpenter.