Home/Filings/4/A/0001209191-18-020187
4/A//SEC Filing

SCHEINBERG DAVID A 4/A

Accession 0001209191-18-020187

CIK 0001390478other

Filed

Mar 15, 8:00 PM ET

Accepted

Mar 16, 4:31 PM ET

Size

6.2 KB

Accession

0001209191-18-020187

Insider Transaction Report

Form 4/AAmended
Period: 2017-12-29
Transactions
  • Award

    Common Stock

    2017-12-29+9,1079,107 total
Footnotes (2)
  • [F1]In connection with the merger of SELLAS Life Sciences Group, Ltd ("SELLAS") and a wholly owned indirect subsidiary of the Issuer (then known as Galena Biopharma, Inc.) (the "Merger"), outstanding restricted stock units ("RSUs") to be settled in SELLAS common shares were assumed by the Issuer and will be settled in shares of the Issuer's common stock based on the following exchange ratio: 43.9972 shares of the Issuer's common stock for each common share of SELLAS.
  • [F2]Represents shares issuable upon vesting of RSUs. The RSUs are subject to, and to vest must satisfy, both (a) performance-based vesting restrictions (the RSUs will satisfy the performance-based vesting restrictions upon a liquidity event as defined in the award agreement) and (b) time-based vesting restrictions (100% of the RSUs satisfied the time-based vesting restrictions on February 27, 2018). The Merger did not constitute a liquidity event for the performance-based vesting restrictions.

Issuer

SELLAS Life Sciences Group, Inc.

CIK 0001390478

Entity typeother

Related Parties

1
  • filerCIK 0001250316

Filing Metadata

Form type
4/A
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 4:31 PM ET
Size
6.2 KB