Koh Bong Y 4
4 · AveXis, Inc. · Filed Mar 30, 2018
Insider Transaction Report
Form 4
AveXis, Inc.AVXS
Koh Bong Y
Director
Transactions
- Award
Common Stock
2018-03-13+1,106→ 1,106 total - Award
Stock Option (Right to Buy)
2018-03-13+2,905→ 2,905 totalExercise: $133.80Exp: 2028-03-13→ Common Stock (2,905 underlying)
Holdings
- 1,035,657(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]These shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The shares underlying this restricted stock award will vest on March 13, 2019, subject to the Reporting Person's continuous service with the Issuer on such date.
- [F2]The Reporting Person, a member of the Board of Directors of the Issuer, is a member of VHCP Management II, LLC, the sole general partner of Venrock Healthcare Capital Partners II, L.P. ("VHCPII") and the sole manager of VHCP Co-Investment Holdings II, LLC ("Co-Invest II") and, as such, may be deemed to beneficially own the securities owned by each of VHCPII and Co-Invest II. The Reporting Person disclaims beneficial ownership of the shares beneficially owned by VHCPII and Co-Invest II, except to the extent of his pecuniary interest therein.
- [F3]Consists of (i) 736,871 shares held by VHCPII, and (ii) 298,786 shares held by Co-Invest II.
- [F4]This option shall vest and become exercisable on March 13, 2019, subject to the Reporting Person's continuous service with the Issuer on such date.