giovanniello joseph 4
4 · LADENBURG THALMANN FINANCIAL SERVICES INC. · Filed Apr 2, 2018
Insider Transaction Report
Form 4
giovanniello joseph
Senior Vice President
Transactions
- Award
Common Stock
2018-03-29$3.11/sh+241$749→ 336,257 total
Holdings
- 2,000
8.00% Series A Cumulative Redeemable Preferred Stock
Footnotes (2)
- [F1]Acquisition of stock under Issuer's employee stock purchase plan.
- [F2]The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the Issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.