4//SEC Filing
giovanniello joseph 4
Accession 0001209191-18-022518
CIK 0001029730other
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 5:23 PM ET
Size
6.0 KB
Accession
0001209191-18-022518
Insider Transaction Report
Form 4
giovanniello joseph
Senior Vice President
Transactions
- Award
Common Stock
2018-03-29$3.11/sh+241$749→ 336,257 total
Holdings
- 2,000
8.00% Series A Cumulative Redeemable Preferred Stock
Footnotes (2)
- [F1]Acquisition of stock under Issuer's employee stock purchase plan.
- [F2]The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the Issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.
Documents
Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
CIK 0001029730
Entity typeother
Related Parties
1- filerCIK 0001567315
Filing Metadata
- Form type
- 4
- Filed
- Apr 1, 8:00 PM ET
- Accepted
- Apr 2, 5:23 PM ET
- Size
- 6.0 KB