4//SEC Filing
Stern Jon Leland 4
Accession 0001209191-18-024915
CIK 0001522602other
Filed
Apr 15, 8:00 PM ET
Accepted
Apr 16, 1:43 PM ET
Size
11.7 KB
Accession
0001209191-18-024915
Insider Transaction Report
Form 4
CohBar, Inc.CWBR
Stern Jon Leland
DirectorChief Executive Officer
Transactions
- Exercise of In-Money
Common Stock
2018-04-13$0.50/sh−6,982$3,491→ 589,982 total - Exercise of In-Money
Warrants (right to buy)
2018-04-13−6,982→ 0 totalExercise: $0.50From: 2014-01-09→ Common Stock (6,982 underlying) - Purchase
Warrants (right to buy)
2018-04-13+8,000→ 8,000 totalExercise: $5.30From: 2018-04-13Exp: 2021-03-29→ Common Stock (8,000 underlying)
Holdings
- 11,000(indirect: By Children)
Common Stock
- 11,000(indirect: By Children)
Common Stock
Footnotes (4)
- [F1]Consists of previously reported shares directly beneficially owned by the reporting person.
- [F2]The warrants expire on the earlier to occur of January 9, 2019 or certain liquidation events.
- [F3]The subject warrant was issued pursuant to a Note and Warrant Purchase Agreement, dated January 9, 2014 (the "2014 Agreement"), between the issuer, the Reporting Person and the other note purchasers thereunder. Each Purchaser under the 2014 Agreement received a warrant to purchase 6,982 shares of common stock in connection with their purchases of $70,000 principal amount of zero interest convertible promissory notes.
- [F4]The subject warrant was issued pursuant to a Note and Warrant Purchase Agreement (the "2018 Agreement") between the Issuer and the Reporting Person. Purchasers under the 2018 Agreement received a warrant to purchase one share of common stock for each $5.00 original principal amount of the non-convertible unsecured promissory note purchased under the 2018 Agreement.
Documents
Issuer
CohBar, Inc.
CIK 0001522602
Entity typeother
Related Parties
1- filerCIK 0001628067
Filing Metadata
- Form type
- 4
- Filed
- Apr 15, 8:00 PM ET
- Accepted
- Apr 16, 1:43 PM ET
- Size
- 11.7 KB