4//SEC Filing
Atlas Venture Associates IX, L.P. 4
Accession 0001209191-18-025826
CIK 0001718108other
Filed
Apr 22, 8:00 PM ET
Accepted
Apr 23, 4:18 PM ET
Size
12.9 KB
Accession
0001209191-18-025826
Insider Transaction Report
Form 4
Atlas Venture Fund IX, L.P.
10% Owner
Transactions
- Conversion
Common Stock
2018-04-23+3,181,817→ 4,545,453 total - Purchase
Common Stock
2018-04-23$15.00/sh+100,000$1,500,000→ 4,645,453 total - Conversion
Series A Preferred Stock
2018-04-23−7,000,000→ 0 total→ Common Stock (3,181,817 underlying)
Atlas Venture Associates IX, L.P.
10% Owner
Transactions
- Conversion
Series A Preferred Stock
2018-04-23−7,000,000→ 0 total→ Common Stock (3,181,817 underlying) - Purchase
Common Stock
2018-04-23$15.00/sh+100,000$1,500,000→ 4,645,453 total - Conversion
Common Stock
2018-04-23+3,181,817→ 4,545,453 total
Atlas Venture Associates IX, LLC
10% Owner
Transactions
- Purchase
Common Stock
2018-04-23$15.00/sh+100,000$1,500,000→ 4,645,453 total - Conversion
Series A Preferred Stock
2018-04-23−7,000,000→ 0 total→ Common Stock (3,181,817 underlying) - Conversion
Common Stock
2018-04-23+3,181,817→ 4,545,453 total
Footnotes (2)
- [F1]The Series A Preferred Stock automatically converted into the Issuer's common stock on a 2.2-for-1 basis at the closing of the Issuer's initial public offering without payment or further consideration and had no expiration date.
- [F2]The shares are held directly by Atlas Venture Fund IX, L.P. ("Atlas Venture Fund IX"). The general partner of Atlas Venture Fund IX is Atlas Venture Associates IX, L.P. ("AVA IX LP"). Atlas Venture Associates IX, LLC ("AVA IX LLC") is the general partner of AVA IX LP. Each of AVA IX LP and AVA IX LLC disclaims Section 16 beneficial ownership of the securities held by Atlas Venture Fund IX, except to the extent of its pecuniary interest therein, if any.
Documents
Issuer
Surface Oncology, Inc.
CIK 0001718108
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001671208
Filing Metadata
- Form type
- 4
- Filed
- Apr 22, 8:00 PM ET
- Accepted
- Apr 23, 4:18 PM ET
- Size
- 12.9 KB